Compliance/audit Investigator 3 Job at State of Nevada, Indian Springs, NV

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  • State of Nevada
  • Indian Springs, NV

Job Description

The Position

Compliance/Audit Investigators perform investigative and auditing functions to monitor compliance and detect violations of federal and/or State laws or regulations pertaining to a specific program or regulatory area such as securities, Medicaid, mortgage lending, or workers' compensation. Investigators allocated to this series do not require P.O.S.T. certification.

Incumbents possess a degree of knowledge and proficiency sufficient to perform advanced-level work and may provide work direction and training to others.T his position is for the Department of Business and Industry, Division of Mortgage Lending for the Investigations Unit. This position will dedicate its time to planning, organizing, and conducting a wide range of investigations, related to alleged or suspected offenses in violation of Chapters 645A, 645B, and 645F of the NAC and NRS, and other statutes and regulations. Investigative processes include research concerning individuals, companies develop facts to support an enforcement process; identifying and interviewing potential subjects and third-party witnesses and securing evidence from outside sources; and collecting and analyzing a wide variety of documents produced to determine any violations.

This position will conduct reviews of licensees including mortgage companies, mortgage loan originators, escrow agencies, escrow agents, covered service providers, and mortgage servicers. The review includes a sampling of loan files for completeness, accuracy, compliance with applicable Federal and State laws, and fraudulent practices; monthly activity reports; mortgage call reports submitted to NMLS; licensing information and applicant profiles; financial statements; advertisements for compliance with applicable laws and deceptive practices; complaints, office space and signage; policies and procedures for supervision of mortgage companies and mortgage agents; adequacy of office management and internal controls; safeguarding of client confidential information; and general books and records. The incumbent will perform specialized investigative and audit functions of licensed mortgage companies, mortgage loan originators, and other specialized entities. This position will review, process, and conduct necessary compliance checks related to applications submitted for the licensure of a company, branch, individual, registration, or exemptions. The State of Nevada is an equal opportunity employer dedicated to building diverse, inclusive, and innovative work environments with employees who reflect our communities and enthusiastically serve them. All applicants are considered without regard to race, color, national origin, religion or belief, age, disability, sex, sexual orientation, gender identity or expression, pregnancy, domestic partnership, genetic information (GINA), or compensation and/or wages. *THIS RECRUITMENT MAY CLOSE WITHOUT FURTHER NOTICE DEPENDING ON THE NUMBER OF APPLICATIONS RECEIVED. APPLICANTS ARE ENCOURAGED TO APPLY AS SOON AS POSSIBLE*

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